D Bruce, financial advisor Topeka KS
96 score

D Bruce

CRD Number: 1085218
Current Firm: National Planning Corporation ("npc Of America" In Fl & Ny)

D Bruce (CRD# 1085218) is an Investment Advisor Representative working at National Planning Corporation ("npc Of America" In Fl & Ny) in Topeka, KS and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
National Planning Corporation Overland Park, KS Mar 2004 - Current 12
Integrated Wealth Advisors, Inc. Topeka, KS Jan 2003 - Current 13
Dm Bruce Associates, LLC Overland Park, KS Feb 1999 - Current 17
Aig Life Ins. Company Overland Park, KS Jul 1994 - Dec 2008 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1983
S65 NASAA Investment Advisors Law Examination Aug 1999
Contact Info for D M. Bruce
Phone Number: 310-899-7900
Firm Website: https://www.natplan.com
Registered State(s):
  • CO
  • KS
  • MO
  • SD
  • TX
  • NC
By the Numbers
  • Total Assets Under Management
    7,811
    MILLIONS
  • Total Number of Accounts
    42,943
    ACCOUNTS
  • Average Account Value
    $181,887
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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