James Lord, financial advisor Topeka KS
93 score

James Lord

CRD Number: 1309083
Current Firm: Gradient Wealth Management

James Lord (CRD# 1309083) is an Investment Advisor Representative working at Gradient Wealth Management in Topeka, KS and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Gradient Securities, LLC Arden Hills, MN Sep 2014 - Current 3
Lord's Financial Planning Topeka, KS Sep 2005 - Current 12
Money Management Financial Planning Serv Topeka, KS Jan 1982 - Current 35
Gradient Advisors, LLC Arden Hills, MN Sep 2014 - Feb 2015 < 1
National Planning Corporation Topeka, KS Mar 2005 - Sep 2014 9
James R. Lord Topeka, KS Apr 1971 - Sep 2014 43
Lord-robert And Assoc Topeka, KS Sep 2003 - Jun 2009 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1987
S65 NASAA Investment Advisors Law Examination Mar 2001
Contact Info for James R. Lord
Phone Number: 866-991-1539
Registered State(s):
  • AZ
  • CO
  • KS
By the Numbers
  • Total Assets Under Management
    27
    MILLIONS
  • Total Number of Accounts
    450
    ACCOUNTS
  • Average Account Value
    $59,743
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MI, MN, MO, MS, NC, NH, NJ, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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