James Reardon
CRD Number: 1186862Current Firm: Proactive Capital Management, Inc.
Compensation Model: Fee Only
James (Jim Reardon) (CRD# 1186862) is an Investment Advisor Representative at Legacy Financial Strategies, LLC in Topeka, KS and has over 26 years of experience in the financial services industry. James Reardon has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5479226
Cambridge Investment Research Advisors, Inc.
CRD# 6399978
Edward Jones
CRD# 5644772
Smith Moore & Company
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Proactive Capital Management, Inc. | Topeka, KS | Aug 2018 - Current | 5 |
| Legacy Financial Strategies, LLC | Overland Park, KS | Jan 2015 - Jul 2018 | 3 |
| Peoples Wealth Management, LLC | Topeka, KS | Jun 2003 - Jan 2015 | 11 |
| Vsr Advisory Services | Overland Park, KS | Feb 2003 - Jan 2015 | 11 |
| Vsr Financial Services, Inc. | Overland Park, KS | Jun 2000 - Jan 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KS
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Total Assets Under Management144MILLIONS
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Total Number of Accounts616ACCOUNTS
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Average Account Value$233,291
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
- Other
KS, TX
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