John Imming, financial advisor Topeka KS
88 score

John Imming

CRD Number: 5630591
Current Firm: Ae Wealth Management, LLC

John Imming (CRD# 5630591) is an Investment Advisor Representative working at Ae Wealth Management, LLC in Topeka, KS and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Ae Wealth Manangement Llc/kt Management Services Topeka, KS Feb 2016 - Current < 1
Advisors Excel Topeka, KS May 2012 - Jan 2016 3
Advocacy Wealth Management, LLC Atlanta, GA Nov 2014 - Jun 2015 < 1
Certussecurities Atlanta, GA May 2014 - Jun 2015 1
Waddell & Reed Inc. Overland Park, KS Dec 2009 - May 2012 2
Carefirst Bank And Trust Topeka, KS Jun 2009 - Dec 2009 < 1
Waddell & Reed Inc. Topeka, KS Jan 2009 - Jun 2009 < 1
Sportzone Topeka, KS Oct 2006 - Jun 2009 2
Hayden High School Topeka, KS Aug 2003 - Mar 2009 5
Alpine Hotshot Crew Estes Park, CO May 2006 - Oct 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2014
Contact Info for John J. Imming
Phone Number: 866-363-9595
Registered State(s):
  • KS
By the Numbers
  • Total Assets Under Management
    133
    MILLIONS
  • Total Number of Accounts
    650
    ACCOUNTS
  • Average Account Value
    $203,949
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, FL, GA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, NC, NJ, NM, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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