Kathleen HeitCRD Number: 5292872
Current Firm: Clayton Financial Services Inc.
Kathleen Heit (CRD# 5292872) is an Investment Advisor Representative working at Clayton Financial Services Inc. in Topeka, KS and has over 10 years of experience in the finance industry. Kathleen Heit has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Cambridge Investment Research Advisors, Inc.
Legacy Financial Strategies, LLC
Eagle Strategies LLC
|Oppenheimer & Co||Topeka, KS||Jan 2007 - Current||10|
|Unemployed||Topeka, KS||Dec 2006 - Jan 2007||< 1|
|Bubbles Below Scuba||Kalaheo, HI||May 2005 - Dec 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management380MILLIONS
Total Number of Accounts1,294ACCOUNTS
Average Account Value$293,320
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AR, CO, FL, KS, MA, MO, NC, NE, OK, TX, VA