Richard MalloyCRD Number: 2004592
Current Firm: Primerica Advisors
Richard Malloy (CRD# 2004592) is an Investment Advisor Representative working at Primerica Advisors in Topeka, KS and has over 28 years of experience in the finance industry.
Cambridge Investment Research Advisors, Inc.
Legacy Financial Strategies, LLC
Waddell & Reed
|Primerica Financial Services||Topeka, KS||Feb 1991 - Current||26|
|Pfs Investments Inc.||Topeka, KS||Sep 1989 - Current||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1989|
|S65||NASAA Investment Advisors Law Examination||Nov 2011|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses