Mark Gatti (CRD# 1027529) is an Investment Advisor Representative working at Novem Group in Topsfield, MA and has over 42 years of experience in the finance industry. Mark Gatti has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 7339646
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Novem Group | Rochester, NY | Nov 2020 - Current | 3 |
| American Portfolios Financial Services, Inc. | Topsfield , MA | Jan 2002 - Current | 22 |
| H.d. Vest Investment Securities, Inc. | Irving, TX | Nov 1996 - Current | 27 |
| Mark Gatti & Associates (self Employed) | Peadbody, MA | Jan 1986 - Current | 38 |
| Essex Agricultural & T. Inst. | Danvers, MA | Sep 1978 - Current | 45 |
| American Portfolios Advisors, Inc. | Holbrook, NY | Dec 2003 - May 2021 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1982 |
- FL
- MA
- NH
- SC
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Total Assets Under Management1,171MILLIONS
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Total Number of Accounts4,381ACCOUNTS
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Average Account Value$267,206
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AZ, CA, CO, CT, DC, FL, GA, IL, MA, MD, ME, MI, NC, ND, NE, NH, NJ, NY, OH, OR, PA, RI, SC, TX, UT, VA, WA
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