David Rae (CRD# 4630789) is an Investment Advisor Representative working at Drm Wealth Management in Los Angeles, CA and has over 21 years of experience in the finance industry. David Rae has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Drm Wealth Management | Los Angeles, CA | Jun 2017 - Current | 6 |
| Trilogy Capital Inc. | Torrance, CA | Jan 2016 - Current | 8 |
| Trilogy Financial Services | Culver City, CA | Feb 2003 - Current | 21 |
| National Planning Coporation | Culver City, CA | Feb 2003 - Jun 2017 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2003 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site-
Total Assets Under Management108MILLIONS
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Total Number of Accounts370ACCOUNTS
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Average Account Value$291,892
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
CA, TX
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