Ewald Von Kanel, financial advisor Torrance CA
86 score

Ewald Von Kanel

CRD Number: 1394888
Current Firm: Summit Financial Group Inc.

Ewald Von Kanel (CRD# 1394888) is an Investment Advisor Representative working at Summit Financial Group Inc. in Torrance, CA and has over 25 years of experience in the finance industry. Ewald Von Kanel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Financial Group Inc. Torrance, CA Apr 2009 - Current 7
Summit Brokerage Services Inc. Torrance, CA Apr 2009 - Current 7
Linsco/private Ledger Corp. Torrance, CA Oct 1994 - Apr 2009 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1991
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Ewald M. Von Kanel
Phone Number: 561-338-2600
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,671
    MILLIONS
  • Total Number of Accounts
    8,086
    ACCOUNTS
  • Average Account Value
    $206,638
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
86

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