John Lewis, financial advisor Torrance CA
74 score

John Lewis

CRD Number: 1778039
Current Firm: Questar Asset Management, Inc.

John Lewis (CRD# 1778039) is an Investment Advisor Representative working at Questar Asset Management, Inc. in Torrance, CA and has over 22 years of experience in the finance industry. John Lewis has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Questar Capital Corporation Minneapolis, MN Sep 2014 - Current 2
Summit Brokerage Services Inc. Torrance, CA Apr 2009 - Sep 2014 5
Summit Financial Groupinc Torrance, CA Apr 2009 - Sep 2014 5
Linsco Private Ledger Torrance, CA May 2007 - Apr 2009 1
Transamerica Financial Resources, Inc. Hawthorne, CA May 1994 - May 2007 13
Transamerica Oxy Lawndale, CA May 1994 - May 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John J. Lewis
Phone Number: 888-446-5872
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    839
    MILLIONS
  • Total Number of Accounts
    5,071
    ACCOUNTS
  • Average Account Value
    $165,362
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
74

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