Martin Bauer, financial advisor Torrance CA
96 score

Martin Bauer

CRD Number: 1879560
Current Firm: Nfp Advisor Services, LLC

Martin Bauer (CRD# 1879560) is an Investment Advisor Representative working at Nfp Advisor Services, LLC in Torrance, CA and has over 17 years of experience in the finance industry. Martin Bauer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Kestra Financial Services, Inc. Austin, TX Apr 2016 - Current < 1
California State University Los Angeles Los Angeles, CA Jun 2009 - Current 7
Martin J. Bauer,iii, C.p.a. Torrance, CA Jul 1979 - Current 37
Nfp Securities Inc. Torrance, CA Aug 2009 - Apr 2016 6
First Allied Securities, Inc. San Diego, CA Dec 2007 - Aug 2009 1
Total Financial Resource Advisory, Inc. Pasadena, CA Jan 2002 - Oct 2008 6
Total Financial Resource Insurance Associates Pasadena, CA Jan 2002 - Oct 2008 6
Associated Securities Corp Los Angeles, CA Apr 2001 - Dec 2007 6
Associated Planners Investment Advisory, Inc. Los Angeles, CA Apr 2001 - Dec 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 1999
Contact Info for Martin J. Bauer
Phone Number: 512-697-6000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    12,254
    MILLIONS
  • Total Number of Accounts
    54,412
    ACCOUNTS
  • Average Account Value
    $225,208
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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