John MoynihanCRD Number: 1178630
Current Firm: Diversified Financial Advisors, LLC
John Moynihan (CRD# 1178630) is an Investment Advisor Representative working at Diversified Financial Advisors, LLC in Town And Country, MO and has over 34 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Lpl Financial Corporation||Town & Country, MO||Sep 2009 - Current||8|
|Diversified Financial Advisors, LLC||Town & Country, MO||Mar 1989 - Current||28|
|Mutual Service Corporation||Town & Country, MO||Mar 1989 - Dec 2009||20|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1983|
|S65||NASAA Investment Advisors Law Examination||Nov 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management209MILLIONS
Total Number of Accounts472ACCOUNTS
Average Account Value$442,470
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AR, AZ, FL, GA, IL, IN, MD, MO, NC, NE, OH, TX