Beth NoriCRD Number: 6145562
Current Firm: Red Oak Financial Group
Beth Nori (CRD# 6145562) is an Investment Advisor Representative working at Red Oak Financial Group in Towson, MD and has over 4 years of experience in the finance industry. Beth Nori has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Thrivent Investment Management Inc.
Abel Financial Management Company
Mml Investors Services, LLC
|Compton Financial Group||Towson, MD||Oct 2021 - Current||< 1|
|Lpl Financial LLC||Towson, MD||Sep 2021 - Current||< 1|
|Kestra Investment Services, LLC||Newport Beach, CA||Oct 2016 - Sep 2021||4|
|Brotman Financial||New Port Beach, CA||Oct 2016 - Sep 2021||4|
|United Capital Financial Advisors||Cockeysville, MD||Jan 2016 - Oct 2016||< 1|
|Guggenheim Investments||Rockville, MD||Oct 2012 - Jan 2016||3|
|Educate Online||Baltimore, MD||Sep 2010 - Jul 2012||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jun 2017|
Total Assets Under Management529MILLIONS
Total Number of Accounts1,234ACCOUNTS
Average Account Value$428,926
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
DC, DE, FL, LA, MD, NC, PA, SC, TX, VA
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