Christopher Compton (CRD# 2946906) is an Investment Advisor Representative working at Red Oak Financial Group in Towson, MD and has over 25 years of experience in the finance industry. Christopher Compton has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1582180
Thrivent Investment Management Inc.
CRD# 2436101
Abel Financial Management Company
CRD# 2763082
Mml Investors Services, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Red Oak Financial Group (formerly: Compton Financial Group, Llc) | Towson, MD | Feb 2013 - Current | 11 |
| Lpl Financial LLC | Towson, MD | Jun 2005 - Current | 18 |
| R.l. Compton & Associates, Inc. | Towson, MD | Jan 1997 - Current | 27 |
| Lpl Financial LLC | Boston, MA | Jun 2005 - Nov 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1998 |
- MD
- TX
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Total Assets Under Management721MILLIONS
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Total Number of Accounts1,565ACCOUNTS
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Average Account Value$460,715
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
DC, DE, FL, LA, MD, NC, NY, PA, SC, TX, VA
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