James Aukerman, financial advisor Traverse City MI
93 score

James Aukerman

CRD Number: 5408091
Current Firm: H.d. Vest Advisory Services, Inc.

James Aukerman (CRD# 5408091) is an Investment Advisor Representative working at H.d. Vest Advisory Services, Inc. in Traverse City, MI and has over 9 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Hd Vest Advisory Services Traverse City, MI Apr 2010 - Current 6
H.d. Vest Investment Services Midland, MI Aug 2007 - Current 9
Northwood University Midland, MI Feb 2012 - May 2012 < 1
Central Michigan University Mount Pleasanct, MI Jan 2012 - May 2012 < 1
James Robert Aukerman Midland, MI Aug 2007 - Jul 2009 1
The Dow Chemical Company Midland, MI Sep 1989 - Feb 2009 19
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for James R. Aukerman
Phone Number: 972-870-6000
Firm Website: https://www.hdvest.com
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    9,187
    MILLIONS
  • Total Number of Accounts
    50,531
    ACCOUNTS
  • Average Account Value
    $181,805
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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