Nancy MoothartCRD Number: 5467206
Current Firm: Ameriprise Financial Services, Inc.
Nancy Moothart (CRD# 5467206) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Traverse City, MI and has over 9 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Lejeune Puetz Investment Counsel
|William T. Kildee||Traverse City, MI||Dec 2007 - Current||9|
|Bowerman Bowden Ford Clulo & Luyt, Pc||Traverse City, MI||Mar 1998 - Jan 2009||10|
|Jonathan R Moothart, Plc||Traverse City, MI||Aug 2006 - Jan 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2008|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV