Paul SmallwoodCRD Number: 7047845
Current Firm: Fsc Securities Corporation
Paul Smallwood (CRD# 7047845) is an Investment Advisor Representative working at Fsc Securities Corporation in Traverse City, MI and has over 4 years of experience in the finance industry.
Saxony Capital Management, LLC
Raymond James & Associates, Inc.
Stifel, Nicolaus & Company, Incorporated
|Fsc Securities Corp||Traverse City, MI||Apr 2019 - Current||3|
|Paul A. Smallwood, Cpa, Pllc||Traverse City, MI||Sep 2008 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2019|
|S65||NASAA Investment Advisors Law Examination||Feb 2019|
Total Assets Under Management12,886MILLIONS
Total Number of Accounts46,551ACCOUNTS
Average Account Value$276,812
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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