Paul Smallwood, financial advisor Traverse City MI

Paul Smallwood

CRD Number: 7047845
Current Firm: Gateway Wealth Partners, LLC

Paul Smallwood (CRD# 7047845) is an Investment Advisor Representative working at Gateway Wealth Partners, LLC in Traverse City, MI and has over 5 years of experience in the finance industry. Paul Smallwood has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Traverse City, MI Jul 2023 - Current < 1
Gateway Wealth Partners, LLC Traverse City, MI Jul 2023 - Current < 1
Smallwood & Company, Cpa, Pllc Traverse City, MI Sep 2008 - Current 15
Fsc Securities Corp Traverse City, MI Apr 2019 - Jul 2023 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2019
S65 NASAA Investment Advisors Law Examination Feb 2019
Contact Info for Paul A. Smallwood
Phone Number: (920) 731-9293
Registered State(s):
By the Numbers
  • Total Assets Under Management
    1,152
    MILLIONS
  • Total Number of Accounts
    6,080
    ACCOUNTS
  • Average Account Value
    $189,448
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, MA, MD, ME, MI, MN, MO, NC, NH, NV, NY, OH, SC, TN, TX, WA, WI

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