Richard GarnerCRD Number: 4552920
Current Firm: 1st Global Advisors Inc.
Richard Garner (CRD# 4552920) is an Investment Advisor Representative working at 1st Global Advisors Inc. in Traverse City, MI and has over 15 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Lejeune Puetz Investment Counsel
|Dennis Gartland & Niergarth||Traverse City, MI||Jul 2006 - Current||11|
|1st Global Insurance Services, Inc.||Traverse City, MI||Mar 2006 - Current||11|
|1st Global Capital Corp.||Traverse City, MI||Sep 2005 - Current||12|
|1st Global Advisors, Inc.||Traverse City, MI||Sep 2005 - Current||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2002|
|S66||NASAA Uniform Combined State Law Examination||May 2010|
Total Assets Under Management7,093MILLIONS
Total Number of Accounts21,134ACCOUNTS
Average Account Value$335,619
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV