William Nichols (CRD# 6243012) is an Investment Advisor Representative working at Victory Financial in Austin, TX and has over 10 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany, NY | May 2023 - Current | < 1 |
| Victory Financial | Dripping Springs, TX | Apr 2023 - Current | 1 |
| Equitable Advisors, LLC | New York, NY | Jul 2018 - Apr 2023 | 4 |
| Axa Advisors, LLC | New York, NY | Jul 2018 - Jun 2020 | 1 |
| Edward Jones | St Louis, MO | Sep 2013 - Jul 2018 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2013 |
- TX
-
Total Assets Under Management289MILLIONS
-
Total Number of Accounts1,521ACCOUNTS
-
Average Account Value$189,881
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
HI, TX
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