Paul SpencerCRD Number: 7082626
Current Firm: Thrivent Investment Management Inc.
Paul Spencer (CRD# 7082626) is an Investment Advisor Representative working at Thrivent Investment Management Inc. in Troutman, NC and has over 3 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
|Thrivent Financial||Appleton, WI||Oct 2019 - Current||3|
|Thrivent Investment Management Inc.||Troutman, NC||Jun 2019 - Current||3|
|Thrivent Financial||Appleton, WI||Jun 2019 - Oct 2019||< 1|
|Salty Caper||Mooresville, NC||Oct 2018 - Jun 2019||< 1|
|Lanzera Consulting||Troutman, NC||Aug 2018 - Jun 2019||< 1|
|Unemployed||Troutman, NC||Jul 2017 - Jul 2018||1|
|Paulies Brick Oven Pizza||Thomasville, GA||May 2010 - Jul 2017||7|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2019|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management13,498MILLIONS
Total Number of Accounts36,159ACCOUNTS
Average Account Value$373,299
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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