David Vera, financial advisor Troy MI
96 score

David Vera

CRD Number: 5583555
Current Firm: Charles Schwab & Company, Inc.

David Vera (CRD# 5583555) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Troy, MI and has over 8 years of experience in the finance industry. David Vera has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Greg Brown, financial advisor Troy MI
Greg Brown
CRD# 6002011
Pathway Financial Planning
Score
105
Similar Advisors
James Carnaghi, financial advisor Troy MI
James R. Carnaghi
CRD# 6431871
Spc
Score
99
Similar Advisors
Ryan Fedricks, financial advisor Troy MI
Ryan L. Fedricks
CRD# 6177716
Plante Moran Financial Advisors
Score
103
Professional Designations
Company Name Location Dates Years
Charles Schwab & Company, Inc. Troy, MI Jun 2014 - Current 2
Charles Schwab Bank Troy, MI Jun 2014 - Current 2
Bank Of America, N.a. Pembroke Pines, FL Feb 2013 - Jun 2014 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pembroke Pines, FL Jan 2013 - Jun 2014 1
Legend Equities Corp Palm Beach Gardens, FL Jun 2012 - Jan 2013 < 1
Valic Financial Advisors, Inc. Auburn Hills, MI Jun 2009 - Jun 2012 3
Norhtwestern Mutual Life Insurance Company Milwaukee, WI May 2009 - Jun 2009 < 1
Northwestern Mutual Investment Services LLC Troy, MI May 2009 - Jun 2009 < 1
Unemployed Bloomfield Hills, MI Mar 2009 - May 2009 < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale, FL Jun 2008 - Feb 2009 < 1
Signature Consultants Fort Lauderdale, FL Jul 2007 - May 2008 < 1
Apex Systems Miami, FL Feb 2006 - Jul 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for David W. Vera
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • FL
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from David Vera and other advisors.
BADGES
96
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.