James Landsberg, financial advisor Troy MI
58 score

James Landsberg

CRD Number: 1267003
Current Firm: Northwestern Mutual Investment Services,llc

James Landsberg (CRD# 1267003) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Troy, MI and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI May 2007 - Current 9
Northwestern Mutual Investment Services, LLC Milwaukee, WI Mar 1989 - Current 27
Northwestern Mutual Life Ins Co Milwaukee, WI Oct 1986 - Current 30
Dankovich & Landsberg, P.c. Troy, MI Jul 1986 - Current 30
Regency Group Inc. Troy, MI Jul 1986 - Current 30
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
S66 NASAA Uniform Combined State Law Examination Sep 2006
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James D. Landsberg
Phone Number: 866-664-7737
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
58

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