Thomas Farnan, financial advisor Troy NY
90 score

Thomas Farnan

CRD Number: 5892865
Current Firm: Northwestern Mutual Investment Services,llc

Thomas Farnan (CRD# 5892865) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Troy, NY and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Latham, NY Jul 2011 - Current 5
Northwestern Mutual Life Insurance Company Milwaukee, WI Feb 2011 - Current 5
Northwestern Mutual Investment Services, LLC Latham, NY Jan 2014 - Mar 2016 2
Keeler Motor Car Company Latham, NY May 2008 - Jan 2011 2
New Country Lexus Latham, NY Jan 2007 - May 2008 1
Denooyer Chevrolet Albany, NY Sep 2001 - Jan 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2011
S65 NASAA Investment Advisors Law Examination Jan 2014
Contact Info for Thomas C. Farnan
Phone Number: 866-664-7737
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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