James Jeffries, financial advisor Troy OH
93 score

James Jeffries

CRD Number: 5527344
Current Firm: Fifth Third Securities, Inc.

James Jeffries (CRD# 5527344) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Troy, OH and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securiites Troy, OH Nov 2010 - Current 6
Chase Investment Services Beavercreek, OH May 2010 - Nov 2010 < 1
Pnc Investments Dayton, OH Mar 2010 - May 2010 < 1
Pnc Investments Englewood, OH Nov 2009 - Feb 2010 < 1
Natcity Investments, Inc. Cleveland, OH Mar 2008 - Nov 2009 1
National City Corporation Dayton, OH Mar 2008 - Nov 2009 1
Global Mortgage Centerville, OH Mar 2007 - Mar 2008 1
Dave Arbogast Buick, Pontiac, Gmc Troy, OH Jan 1999 - Mar 2007 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2008
S66 NASAA Uniform Combined State Law Examination Apr 2010
Contact Info for James L. Jeffries
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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