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  2. Troy, OH
Thomas Kleptz, financial advisor Troy OH

Thomas Kleptz

CRD Number: 6317813
Current Firm: Turnstone Financial

Thomas Kleptz (CRD# 6317813) is an Investment Advisor Representative working at Turnstone Financial in Troy, OH and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Ot Financial, Llc D/b/a Turnstone Financial Troy, OH Jun 2014 - Current 6
Ot Financial, Llc D/b/a Onetrust Financial, Division Of Nitc, Na Troy, OH May 2010 - Jun 2014 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Thomas J. Kleptz
Phone Number: 937-875-2550
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    97
    MILLIONS
  • Total Number of Accounts
    192
    ACCOUNTS
  • Average Account Value
    $502,634
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

OH

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