David Halling, financial advisor La Quinta CA

David Halling

CRD Number: 1839576
Current Firm: Nich Capital Partners, Inc.

David Halling (CRD# 1839576) is an Investment Advisor Representative working at Nich Capital Partners, Inc. in La Quinta, CA and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Nich Capital Partners, LLC San Francisco, CA Oct 2015 - Current 8
Alaska Trust Company Anchorage, AK Oct 2014 - Aug 2017 2
Unemployed Seattle, WA Jul 2014 - Sep 2014 < 1
Keybanc Capital Markets Inc. Seattle, WA Nov 2013 - Jun 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
S65 NASAA Investment Advisors Law Examination Sep 2013
Contact Info for David G. Halling
Phone Number: (415) 203-3896
Registered State(s):
  • CA
Current Firm Details
Nich Capital Partners, Inc.
Firm's CRD Number: 159260
By the Numbers
  • Total Assets Under Management
    124
    MILLIONS
  • Total Number of Accounts
    136
    ACCOUNTS
  • Average Account Value
    $913,080
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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