Peter Dao, financial advisor Trumbull CT

Peter Dao

CRD Number: 3068743
Current Firm: Mutual Of Omaha Investor Services, Inc.

Peter Dao (CRD# 3068743) is an Investment Advisor Representative working at Mutual Of Omaha Investor Services, Inc. in Trumbull, CT and has over 23 years of experience in the finance industry. Peter Dao has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Charles Green, financial advisor Trumbull CT
Charles M. Green
CRD# 2726777
Springboard Asset Management LLC
Similar Advisors
Debra Abbott-Walker, financial advisor Trumbull CT
Debra A. Abbott-Walker
CRD# 5911611
Equitable Advisors, LLC
Similar Advisors
David Abel, financial advisor Trumbull CT
David T. Abel
CRD# 5529122
Mml Investors Services, LLC
Professional Designations
Company Name Location Dates Years
Mutual Of Omaha Investor Services Trumbull, CT Feb 2021 - Current < 1
Mutual Of Omaha Insurance Company Trumbull, CT Feb 2021 - Current < 1
Deway Isdao Advisory Services Stamford, CT Nov 2019 - Feb 2021 1
Pruco Securities LLC White Plains, NY Feb 2019 - Nov 2019 < 1
Axa Advisors, LLC New York, NY Oct 2017 - Feb 2019 1
Deway Isdao Advisory Services Stamford, CT Nov 2015 - Oct 2017 1
Tiaa White Plains, NY Jul 2013 - Nov 2015 2
Tiaa-cref Individual & Institutional Services, LLC White Plains, NY Jul 2013 - Nov 2015 2
Fidelity Brokerage Services LLC Mt. Kisco, NY Nov 2012 - Jul 2013 < 1
Hsbc Securities (usa) Inc. New York, NY Jul 2011 - Nov 2012 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Jul 1998
Contact Info for Peter G. Dao
Phone Number: 402-351-3102
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Peter Dao and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.