John Stephens, financial advisor Tuckerton NJ
70 score

John Stephens

CRD Number: 5973514
Current Firm: Wells Fargo Advisors, LLC

John Stephens (CRD# 5973514) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Tuckerton, NJ and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Pomona, NJ Aug 2011 - Current 5
Wells Fargo Bank Na Pomona, NJ Jul 2010 - Jan 2013 2
Wells Fargo Financial Egg Harbor Twp, NJ May 2009 - Jul 2010 1
Penn State University State College, PA Sep 2007 - May 2009 1
Trump Marina Atlantic City, NJ May 2008 - Sep 2008 < 1
Trump Marina Atlantic City, NJ May 2007 - Sep 2007 < 1
Sears Harrisburg, PA Sep 2006 - May 2007 < 1
Trump Marina Atlantic City, NJ May 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2011
S66 NASAA Uniform Combined State Law Examination Mar 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for John P. Stephens
Phone Number: 314-875-3000
Registered State(s):
  • NJ
  • TX
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
70

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