Christopher ChaffonCRD Number: 5636198
Current Firm: Nova Financial Services
Christopher Chaffon (CRD# 5636198) is an Investment Advisor Representative working at Nova Financial Services in Tucson, AZ and has over 13 years of experience in the finance industry.
Ubs Financial Services Inc.
Lpl Financial LLC
|Nova Financial LLC||Tucson, AZ||May 2015 - Current||7|
|Bank Of America, N.a.||Tucson, AZ||Oct 2012 - May 2015||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Tucson, AZ||Jun 2012 - May 2015||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management308MILLIONS
Total Number of Accounts1,541ACCOUNTS
Average Account Value$200,192
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, IL, NV, TX, UT, WA
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