James Merkel, financial advisor Tucson AZ

James Merkel

CRD Number: 4607917
Current Firm: Pfg Advisors

James Merkel (CRD# 4607917) is an Investment Advisor Representative working at Pfg Advisors in Tucson, AZ and has over 21 years of experience in the finance industry.

Similar Advisors
Nicholas Abdy, financial advisor Tucson AZ
Nicholas G. Abdy
CRD# 4701550
Ubs Financial Services Inc.
Similar Advisors
Mary Ahearn, financial advisor Tucson AZ
Mary E. Ahearn
CRD# 861820
First Heartland Consultants, Inc.
Similar Advisors
David Ahmad, financial advisor Tucson AZ
David W. Ahmad
CRD# 3272252
Edward Jones
Company Name Location Dates Years
Securities America, Inc. Tucson, AZ Oct 2017 - Current 6
Pfg Advisors Tucson, AZ Apr 2015 - Current 8
Lpl Financial LLC Tucson, AZ Jan 2013 - Oct 2017 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2003
S65 NASAA Investment Advisors Law Examination May 2013
Contact Info for James A. Merkel
Phone Number: (800) 405-8850
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    1,836
    MILLIONS
  • Total Number of Accounts
    9,045
    ACCOUNTS
  • Average Account Value
    $202,940
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, HI, IA, ID, IL, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NM, NV, NY, OH, OK, OR, PA, SD, TN, TX, UT, VA, WA, WI, WY

Ready to hire a financial advisor? Get competitive proposals from James Merkel and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.