James NielsenCRD Number: 6218265
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
James Nielsen (CRD# 6218265) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tucson, AZ and has over 3 years of experience in the finance industry.
First Allied Advisory Services, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
First Heartland Consultants, Inc.
|Bank Of America, N.a.||Chandler, AZ||Jun 2014 - Current||3|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chandler, AZ||Mar 2014 - Current||4|
|Kforce||Phoenix, AZ||Feb 2014 - Mar 2014||< 1|
|Accountemps||Phoenix, AZ||Dec 2013 - Feb 2014||< 1|
|Make A Wish Foundation||Phoenix, AZ||Aug 2013 - Dec 2013||< 1|
|Goldman Sachs||Salt Lake City, UT||May 2013 - Aug 2013||< 1|
|Accountemps||Phoenix, AZ||Jan 2013 - May 2013||< 1|
|Southwest Airlines||Dallas, TX||Aug 2012 - Jan 2013||< 1|
|Banner Health||Phoenix, AZ||Jan 2012 - Aug 2012||< 1|
|Bristol-myers Squibb||New Brunswick, NJ||May 2011 - Jan 2012||< 1|
|Apple Inc.||Phoenix, AZ||May 2010 - May 2011||1|
|Arizona State University||Phoenix, AZ||Oct 2009 - May 2010||< 1|
|Fry's Food And Drug||Phoenix, AZ||Feb 2009 - Oct 2009||< 1|
|Unemployed||Phoenix, AZ||Mar 2003 - Feb 2009||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2014|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.