James Nielsen, financial advisor Tucson AZ
88 score

James Nielsen

CRD Number: 6218265
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

James Nielsen (CRD# 6218265) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tucson, AZ and has over 2 years of experience in the finance industry.

Similar Advisors
Sherry Hall, financial advisor Tucson AZ
Sherry Hall
CRD# 1445361
First Allied Advisory Services, Inc.
Score
103
Similar Advisors
Derek Patla, financial advisor Tucson AZ
Derek J. Patla
CRD# 2955807
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Score
98
Similar Advisors
Mary Ahearn, financial advisor Tucson AZ
Mary E. Ahearn
CRD# 861820
Cuso Financial Services, LP
Score
96
Company Name Location Dates Years
Bank Of America, N.a. Chandler, AZ Jun 2014 - Current 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler, AZ Mar 2014 - Current 2
Kforce Phoenix, AZ Feb 2014 - Mar 2014 < 1
Accountemps Phoenix, AZ Dec 2013 - Feb 2014 < 1
Make A Wish Foundation Phoenix, AZ Aug 2013 - Dec 2013 < 1
Goldman Sachs Salt Lake City, UT May 2013 - Aug 2013 < 1
Accountemps Phoenix, AZ Jan 2013 - May 2013 < 1
Southwest Airlines Dallas, TX Aug 2012 - Jan 2013 < 1
Banner Health Phoenix, AZ Jan 2012 - Aug 2012 < 1
Bristol-myers Squibb New Brunswick, NJ May 2011 - Jan 2012 < 1
Apple Inc. Phoenix, AZ May 2010 - May 2011 1
Arizona State University Phoenix, AZ Oct 2009 - May 2010 < 1
Fry's Food And Drug Phoenix, AZ Feb 2009 - Oct 2009 < 1
Unemployed Phoenix, AZ Mar 2003 - Feb 2009 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2014
Contact Info for James Nielsen
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from James Nielsen and other advisors.
BADGES
88
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.