Jeffrey Vogan, financial advisor Tucson AZ
46 score

Jeffrey Vogan

CRD Number: 1814589
Current Firm: Horter Investment Management, LLC

Jeffrey Vogan (CRD# 1814589) is an Investment Advisor Representative working at Horter Investment Management, LLC in Tucson, AZ and has over 19 years of experience in the finance industry.

Similar Advisors
Sherry Hall, financial advisor Tucson AZ
Sherry Hall
CRD# 1445361
First Allied Advisory Services, Inc.
Score
103
Similar Advisors
Derek Patla, financial advisor Tucson AZ
Derek J. Patla
CRD# 2955807
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Score
98
Similar Advisors
Mary Ahearn, financial advisor Tucson AZ
Mary E. Ahearn
CRD# 861820
Cuso Financial Services, LP
Score
96
Company Name Location Dates Years
Horter Investment Management Cincinnati, OH Nov 2015 - Current 1
Az Equity Investors LLC Mesa, AZ Jan 2009 - Current 7
Vvr Investments LLC Mesa, AZ Jan 2007 - Current 9
Premiere Retirement Planning & Wealth Management Phoenix, AZ Mar 2005 - Current 11
Firstar Financial Mesa, AZ Jan 2004 - Current 12
Premiere Advantage Inc. Mesa, AZ Jun 1994 - Current 22
Brookstone Capital Management Wheaton, IL Jan 2010 - Nov 2015 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1997
S65 NASAA Investment Advisors Law Examination Nov 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Employer Dispute
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Jeffrey P. Vogan
Phone Number: 513-984-9933
Registered State(s):
  • AZ
  • LA
By the Numbers
  • Total Assets Under Management
    1,016
    MILLIONS
  • Total Number of Accounts
    13,925
    ACCOUNTS
  • Average Account Value
    $72,992
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES
46

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.