Jennifer Carroll (CRD# 5378067) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Tucson, AZ and has over 16 years of experience in the finance industry.
CRD# 4701550
Ubs Financial Services Inc.
CRD# 3272252
Edward Jones
CRD# 4840087
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Rbc Capital Markets, LLC | Tucson, AZ | May 2019 - Current | 4 |
| Ubs Financial Services Inc. | Tucson, AZ | May 2014 - May 2019 | 5 |
| Bbva Securities Inc. | Tucson, AZ | May 2013 - May 2014 | 1 |
| Compass Bank | Tucson, AZ | Jun 2003 - May 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2007 |
| S66 | NASAA Uniform Combined State Law Examination | May 2022 |
- AZ
- TX
-
Total Assets Under Management183,481MILLIONS
-
Total Number of Accounts423,124ACCOUNTS
-
Average Account Value$433,634
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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