Joshua Mora, financial advisor Tucson AZ
83 score

Joshua Mora

CRD Number: 5352657
Current Firm: Strategic Advisers, Inc.

Joshua Mora (CRD# 5352657) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Tucson, AZ and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Investments Tucson, AZ May 2008 - Current 8
Independent Capital Management Phoenix, AZ Jun 2007 - May 2008 < 1
Aig Financial Advisors, Inc. Phoenix, AZ Jun 2007 - May 2008 < 1
Bank Of America Tucson, AZ Sep 2005 - May 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2007
S66 NASAA Uniform Combined State Law Examination Aug 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joshua D. Mora
Phone Number: 617-563-7000
Firm Website: https://www.fidelity.com
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    236,390
    MILLIONS
  • Total Number of Accounts
    619,100
    ACCOUNTS
  • Average Account Value
    $381,828
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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