Juan Pantoja (CRD# 5928888) is an Investment Advisor Representative working at Financial Planning First, LLC in Tucson, AZ and has over 10 years of experience in the finance industry.
CRD# 861820
First Heartland Consultants, Inc.
CRD# 4840087
Lpl Financial LLC
CRD# 5717300
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Planning First, LLC | Tucson, AZ | Jun 2022 - Current | 1 |
| Grimm Commerical, LLC | Tucson, AZ | Aug 2015 - Current | 8 |
| Blue Lica Construction, LLC | Tucson, AZ | Aug 2015 - Current | 8 |
| Synergy Financial, LLC | Tucson, AZ | Mar 2014 - Current | 10 |
| Imus Wilkinson Investment Management, LLC | Tucson, AZ | Jul 2014 - Jun 2022 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2013 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
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Total Assets Under Management80MILLIONS
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Total Number of Accounts751ACCOUNTS
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Average Account Value$106,305
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, ID, NY, TX, WA
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