Luke Rudolph (CRD# 4828306) is an Investment Advisor Representative working at Lpl Financial LLC in Prescott, AZ and has over 12 years of experience in the finance industry.
CRD# 4348493
Commonwealth Financial Network
CRD# 7052252
Lane Brothers Investment Counsel
CRD# 4881991
Yavapai Financial Planning, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Prescott, AZ | Nov 2021 - Current | 2 |
| Voya Financial Advisors | Des Moines, IA | Sep 2014 - Nov 2021 | 7 |
| Voya Financial Partners | Windsor, CT | Sep 2014 - Nov 2021 | 7 |
| Voya American Equities | Windsor, CT | Sep 2014 - Nov 2021 | 7 |
| Directed Services, LLC | Windsor, CT | Jan 2013 - Nov 2021 | 8 |
| Voya Retirement Advisors | Windsor, CT | Sep 2014 - Sep 2016 | 2 |
| Ing Financial Partners | Des Moines, IA | Jan 2013 - Sep 2014 | 1 |
| Ing Financial Advisers | Windsor, CT | Jan 2013 - Sep 2014 | 1 |
| Ing America Equities | Windsor, CT | Jan 2013 - Sep 2014 | 1 |
| Ing Investment Advisors | Windsor, CT | Jan 2013 - Sep 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2011 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2018 |
- AZ
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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