Paulette YatesCRD Number: 6112893
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Paulette Yates (CRD# 6112893) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Tucson, AZ and has over 5 years of experience in the finance industry.
First Allied Advisory Services, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
First Heartland Consultants, Inc.
|Bank Of America, N.a.||Tucson, AZ||Jan 2016 - Current||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Tucson, AZ||Jan 2010 - Current||8|
|Naco Elementary, Bisbee Hs, Pcc, The Univerity Of Arizona||Naco, Bisbee, Tucson, AZ||Aug 2002 - May 2012||9|
|Big 5||Tucson, AZ||Sep 2008 - Jan 2010||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jan 2013|
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY