Richard SladekCRD Number: 426080
Current Firm: Union Capital Company
Richard Sladek (CRD# 426080) is an Investment Advisor Representative working at Union Capital Company in Tucson, AZ and has over 35 years of experience in the finance industry.
Ubs Financial Services Inc.
First Heartland Consultants, Inc.
|Union Capital Company||Tucson, AZ||Jun 2018 - Current||4|
|Strategic Consultants LLC||Coeur D Alene, ID||Jan 2018 - Jun 2018||< 1|
|Unemployed||Coeur D Alene, ID||Aug 2017 - Jan 2018||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Walnut Creek, CA||Jun 1967 - Aug 2017||50|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1986|
|S65||NASAA Investment Advisors Law Examination||May 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management151MILLIONS
Total Number of Accounts529ACCOUNTS
Average Account Value$285,444
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, IA, ID, IL, IN, MN, NE, NM, NV, OH, TN, TX, WA
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