Robert Swift, financial advisor Tucson AZ
83 score

Robert Swift

CRD Number: 1212588
Current Firm: Tci Wealth Advisors, Inc.

Robert Swift (CRD# 1212588) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Tci Wealth Advisors, Inc. Tucson, AZ Feb 2015 - Current 1
Tci Wealth Advisors, Inc. Tucson, AZ Jan 2011 - Feb 2015 4
Tci Foundation Inc. Tucson, AZ Jan 2014 - Feb 2014 < 1
Tci Wealth Advisors, Inc. Tucson, AZ Jan 1990 - Jan 2011 21
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 1984
S65 NASAA Investment Advisors Law Examination Sep 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Robert C. Swift
Phone Number: 520-733-1477
Firm Website: http://www.tciwealth.com
Registered State(s):
  • AZ
  • TX
  • CA
By the Numbers
  • Total Assets Under Management
    1,981
    MILLIONS
  • Total Number of Accounts
    6,466
    ACCOUNTS
  • Average Account Value
    $306,349
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IL, IN, MA, MD, MN, MT, NC, NE, NJ, NM, NV, NY, OR, TX, UT, VA, WA, WI

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BADGES
83

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