Ronald Wilson, financial advisor Tucson AZ
86 score

Ronald Wilson

CRD Number: 1449510
Current Firm: Nova Financial & Insurance Services

Ronald Wilson (CRD# 1449510) is an Investment Advisor Representative working at Nova Financial & Insurance Services in Tucson, AZ and has over 30 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Mutual Securities, Inc. Camarillo, CA Dec 2011 - Current 5
Stifel Nicolaus & Co Inc. Tucson, AZ Aug 2010 - Sep 2011 1
Axa Advisors, LLC New York, NY Aug 2007 - Aug 2010 3
Union Capital Company Tucson, AZ Nov 2003 - Sep 2007 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1986
S65 NASAA Investment Advisors Law Examination Oct 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Ronald E. Wilson
Phone Number: 520-745-5555
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    123
    MILLIONS
  • Total Number of Accounts
    1,202
    ACCOUNTS
  • Average Account Value
    $102,280
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, CO, IL, TX, WA

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BADGES
86

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