Samuel SwiftCRD Number: 5495465
Current Firm: Tci Wealth Advisors, Inc.
Samuel Swift (CRD# 5495465) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 9 years of experience in the finance industry. Samuel Swift has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
First Allied Advisory Services, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lpl Financial LLC
|Tci Wealth Management, Inc.||Tucson, AZ||Sep 2006 - Current||11|
|University Of Arizona||Tucson, AZ||Sep 2002 - Sep 2006||4|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Jul 2008|
Total Assets Under Management1,981MILLIONS
Total Number of Accounts6,466ACCOUNTS
Average Account Value$306,349
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, FL, GA, IL, IN, MA, MD, MN, MT, NC, NE, NJ, NM, NV, NY, OR, TX, UT, VA, WA, WI