Samuel Swift, financial advisor Tucson AZ
96 score

Samuel Swift

CRD Number: 5495465
Current Firm: Tci Wealth Advisors, Inc.

Samuel Swift (CRD# 5495465) is an Investment Advisor Representative working at Tci Wealth Advisors, Inc. in Tucson, AZ and has over 9 years of experience in the finance industry. Samuel Swift has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Tci Wealth Management, Inc. Tucson, AZ Sep 2006 - Current 11
University Of Arizona Tucson, AZ Sep 2002 - Sep 2006 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2008
Contact Info for Samuel T. Swift
Phone Number: 520-733-1477
Firm Website: http://www.tciwealth.com
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    1,981
    MILLIONS
  • Total Number of Accounts
    6,466
    ACCOUNTS
  • Average Account Value
    $306,349
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IL, IN, MA, MD, MN, MT, NC, NE, NJ, NM, NV, NY, OR, TX, UT, VA, WA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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