Scarlett Vogel-Ham, financial advisor Phoenix AZ

Scarlett Vogel-Ham

CRD Number: 5376722
Current Firm: Principal Securities, Inc.

Scarlett Vogel-Ham (CRD# 5376722) is an Investment Advisor Representative working at Principal Securities, Inc. in Phoenix, AZ and has over 15 years of experience in the finance industry.

Similar Advisors
David Schiller, financial advisor Phoenix AZ
David C. Schiller
CRD# 2794155
Aegis Wealth Partners, LLC
Similar Advisors
Dustin Suttle, financial advisor Phoenix AZ
Dustin G. Suttle
CRD# 4607086
Origin Investment Advisory LLC
Similar Advisors
Michael Abbate, financial advisor Phoenix AZ
Michael J. Abbate
CRD# 4091287
Atlas Lifestyle Planning Group LLC
Company Name Location Dates Years
Full Moon Financial Phoenix, AZ Dec 2023 - Current < 1
Principal Life Insurance Company Phoenix, AZ Nov 2023 - Current < 1
Principal Securities, Inc. Phoenix, AZ Nov 2023 - Current < 1
Full Moon Financial Tuscon, AZ Aug 2020 - Nov 2023 3
Eagle Strategies LLC Tucson, AZ May 2012 - Nov 2023 11
Nylife Securities LLC Tucson, AZ Sep 2007 - Nov 2023 16
New York Life Insurance Company Tucson, AZ Jun 2007 - Nov 2023 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2008
S66 NASAA Uniform Combined State Law Examination May 2012
Contact Info for Scarlett R. Vogel-Ham
Phone Number: 888-774-6267
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    9,417
    MILLIONS
  • Total Number of Accounts
    46,075
    ACCOUNTS
  • Average Account Value
    $204,381
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Scarlett Vogel-Ham and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.