Stephen Mattingly, financial advisor Tucson AZ
96 score

Stephen Mattingly

CRD Number: 5343116
Current Firm: Treiberg Wealth Management

Stephen Mattingly (CRD# 5343116) is an Investment Advisor Representative working at Treiberg Wealth Management in Tucson, AZ and has over 10 years of experience in the finance industry. Stephen Mattingly has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Treiberg Wealth Management Tuscon, AZ Aug 2016 - Current 1
Lpl Financial, LLC Tucson, AZ Jul 2009 - Current 8
Thrivent Financial For Lutherans Appleton, WI Jun 2007 - Jul 2009 2
Thrivent Investment Management Inc. Tucson, AZ May 2007 - Jul 2009 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2007
Contact Info for Stephen E. Mattingly
Phone Number: (520) 232-0505
Registered State(s):
  • AZ
  • TX
By the Numbers
  • Total Assets Under Management
    84
    MILLIONS
  • Total Number of Accounts
    266
    ACCOUNTS
  • Average Account Value
    $317,488
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AZ, TX

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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