Sterling Caruthers, financial advisor Tukwila WA

Sterling Caruthers

CRD Number: 6426294
Current Firm: Fidelity Personal And Workplace Advisors

Sterling Caruthers (CRD# 6426294) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Tukwila, WA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC American Fork, UT Dec 2014 - Current 9
1800-got-junk? Riverside, CA Sep 2014 - Nov 2014 < 1
Accuquest Hearing Centers Hoffman Estates, IL Apr 2013 - Jun 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2015
S66 NASAA Uniform Combined State Law Examination May 2019
Contact Info for Sterling D. Caruthers
Phone Number: 617-563-7000
Registered State(s):
  • ID
By the Numbers
  • Total Assets Under Management
    652,548
    MILLIONS
  • Total Number of Accounts
    1,712,247
    ACCOUNTS
  • Average Account Value
    $381,106
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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