Cheng Yang, financial advisor Tulsa OK
90 score

Cheng Yang

CRD Number: 5933181
Current Firm: Cetera Investment Advisers LLC

Cheng Yang (CRD# 5933181) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Tulsa, OK and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Tulsa, OK May 2014 - Current 2
Midfirst Bank Tulsa, OK May 2014 - Current 2
Cetera Investment Services LLC St Cloud, MN May 2014 - Current 2
Bank Of Oklahoma Tulsa, OK Feb 2013 - May 2014 1
Bosc, Inc. Tulsa, OK Feb 2013 - May 2014 1
Carmax, Inc. Tulsa, OK Jan 2013 - Feb 2013 < 1
Merrill Lynch - Bank Of America Tulsa, OK May 2011 - Dec 2012 1
Bank Of America Tulsa, OK Jul 2001 - May 2011 9
Bank Of America, N.a. Tulsa, OK Jul 2001 - May 2011 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Cheng J. Yang
Phone Number: 888-528-2987
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90

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