Cheng YangCRD Number: 5933181
Current Firm: Cetera Investment Advisers LLC
Cheng Yang (CRD# 5933181) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Tulsa, OK and has over 5 years of experience in the finance industry.
Bok Financial Advisors
Warburton Capital Management, LLC
|Cetera Investment Advisers LLC||Tulsa, OK||May 2014 - Current||3|
|Midfirst Bank||Tulsa, OK||May 2014 - Current||3|
|Cetera Investment Services LLC||St Cloud, MN||May 2014 - Current||3|
|Bank Of Oklahoma||Tulsa, OK||Feb 2013 - May 2014||1|
|Bosc, Inc.||Tulsa, OK||Feb 2013 - May 2014||1|
|Carmax, Inc.||Tulsa, OK||Jan 2013 - Feb 2013||< 1|
|Merrill Lynch - Bank Of America||Tulsa, OK||May 2011 - Dec 2012||1|
|Bank Of America||Tulsa, OK||Jul 2001 - May 2011||9|
|Bank Of America, N.a.||Tulsa, OK||Jul 2001 - May 2011||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Judgments / Liens
Total Assets Under Management7,010MILLIONS
Total Number of Accounts26,660ACCOUNTS
Average Account Value$262,943
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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