David Cole, financial advisor Tulsa OK
96 score

David Cole

CRD Number: 1402689
Current Firm: Capital Advisors, Inc.

David Cole (CRD# 1402689) is an Investment Advisor Representative working at Capital Advisors, Inc. in Tulsa, OK and has over 31 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Capital Advisors, Inc. Tulsa, OK Jan 2012 - Current 4
Financial Advisory Service, Inc. Tulsa, OK Aug 1992 - Current 24
Southwest Financial Services, LLC Tulsa, OK Jul 2010 - Jun 2012 1
Fas Corp. Tulsa, OK Jun 1997 - Nov 2011 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1985
S65 NASAA Investment Advisors Law Examination Feb 1994
Contact Info for David A. Cole
Phone Number: 918-599-0045
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
    1,552
    MILLIONS
  • Total Number of Accounts
    1,801
    ACCOUNTS
  • Average Account Value
    $861,928
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, IL, IN, KS, LA, MI, MN, MO, MS, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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