Donald Farabough, financial advisor Tulsa OK
93 score

Donald Farabough

CRD Number: 1098512
Current Firm: Stifel, Nicolaus & Company, Incorporated

Donald Farabough (CRD# 1098512) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Tulsa, OK and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel Nicolaus & Co Inc. Tulsa, OK Apr 2009 - Current 7
Wachovia Securities, LLC Tulsa, OK Jan 2008 - Mar 2009 1
Wachovia Securities, LLC Tulsa, OK Jan 2008 - Mar 2009 1
A. G. Edwards & Sons, Inc. Tulsa, OK Jun 1989 - Mar 2009 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1983
S65 NASAA Investment Advisors Law Examination Sep 2009
Contact Info for Donald R. Farabough
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • CA
  • OK
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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