Jay Stallsmith, financial advisor Tulsa OK
96 score

Jay Stallsmith

CRD Number: 4571071
Current Firm: Sms Financial & Investment Management

Jay Stallsmith (CRD# 4571071) is an Investment Advisor Representative working at Sms Financial & Investment Management in Tulsa, OK and has over 16 years of experience in the finance industry. Jay Stallsmith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Streeter, Moore, & Stipe Tulsa, OK Jul 2012 - Current 4
Lohrey & Associates Tulsa, OK Feb 1996 - Current 20
Genworth Financial Advisers Corporation Schaumburg, IL Oct 2004 - Jul 2010 5
Genworth Financial Securities Corporation Schaumburg, IL May 2004 - Jul 2010 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2004
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Jay D. Stallsmith
Phone Number: 918-481-6262
Registered State(s):
  • OK
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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