Miriam Percy, financial advisor Tulsa OK
83 score

Miriam Percy

CRD Number: 3053816
Current Firm: Legend Advisory Corporation

Miriam Percy (CRD# 3053816) is an Investment Advisor Representative working at Legend Advisory Corporation in Tulsa, OK and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Legend Advisory Corporation Palm Beach Gardens, FL Feb 2016 - Current < 1
Legend Equities Corporation Palm Beach Gardens, FL Feb 2016 - Current < 1
Planmember Securities Corporation Carpinteria, CA Feb 2016 - Feb 2016 < 1
Legend Equities Corporation Palm Beach Gardens, FL Feb 2014 - Feb 2016 2
Legend Advisory Corporation Palm Beach Gardens, FL Feb 2014 - Feb 2016 2
Edward D. Jones & Company, LP Tulsa, OK Apr 1998 - Nov 2013 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S66 NASAA Uniform Combined State Law Examination Jun 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Miriam A. Percy
Phone Number: (866) 774-8671
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
    2,105
    MILLIONS
  • Total Number of Accounts
    29,775
    ACCOUNTS
  • Average Account Value
    $70,710
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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