Philip Mooberry, financial advisor Tulsa OK
93 score

Philip Mooberry

CRD Number: 4451496
Current Firm: Cadent Capital Advisors, LLC

Philip Mooberry (CRD# 4451496) is an Investment Advisor Representative working at Cadent Capital Advisors, LLC in Tulsa, OK and has over 16 years of experience in the finance industry.

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Warburton Capital Management, LLC
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Oct 2012 - Current 5
Cadent Capital Advisors, LLC Tulsa, OK Oct 2012 - Current 5
Sowell Management Services North Little Rock, AR Sep 2012 - Jan 2014 1
H.d. Vest Investment Services Fairview, OK Apr 2011 - Sep 2012 1
H.d. Vest Advisory Services Bixby, OK Apr 2011 - Sep 2012 1
H.d. Vest Insurance Services Tulsa, OK Apr 2011 - Sep 2012 1
Morgan Stanley Smith Barney Tulsa, OK Jun 2009 - Mar 2011 1
Citigroup Global Markets Inc. Tulsa, OK Apr 2008 - Jun 2009 1
Allstate Financial Tulsa, OK Nov 1997 - Apr 2008 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination May 2008
Contact Info for Philip A. Mooberry
Phone Number: 918-935-3450
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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