Philip Mooberry, financial advisor Tulsa OK
93 score

Philip Mooberry

CRD Number: 4451496
Current Firm: Cadent Capital Advisors, LLC

Philip Mooberry (CRD# 4451496) is an Investment Advisor Representative working at Cadent Capital Advisors, LLC in Tulsa, OK and has over 14 years of experience in the finance industry.

Similar Advisors
Paul Sophy, financial advisor Tulsa OK
Paul R. Sophy
CRD# 4517824
Bok Financial Advisors
Similar Advisors
Robert West, financial advisor Tulsa OK
Robert B. West
CRD# 6274861
Edward Jones
Similar Advisors
Roy Ames, financial advisor Tulsa OK
Roy D. Ames
CRD# 5634084
Warburton Capital Management, LLC
Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Oct 2012 - Current 4
Cadent Capital Advisors, LLC Tulsa, OK Oct 2012 - Current 4
Sowell Management Services North Little Rock, AR Sep 2012 - Jan 2014 1
H.d. Vest Investment Services Fairview, OK Apr 2011 - Sep 2012 1
H.d. Vest Advisory Services Bixby, OK Apr 2011 - Sep 2012 1
H.d. Vest Insurance Services Tulsa, OK Apr 2011 - Sep 2012 1
Morgan Stanley Smith Barney Tulsa, OK Jun 2009 - Mar 2011 1
Citigroup Global Markets Inc. Tulsa, OK Apr 2008 - Jun 2009 1
Allstate Financial Tulsa, OK Nov 1997 - Apr 2008 10
Mooberry Agency Tulsa, OK Aug 1997 - Aug 2007 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S65 NASAA Investment Advisors Law Examination May 2008
Contact Info for Philip A. Mooberry
Phone Number: 918-935-3450
Registered State(s):
  • OK
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.